-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ABl9hnW3PXrdSD1Xp/ZznfUQPBRd4y5No+Ov1ltpECq9ZFYxfK5SAXgN8Thp7DPg ushtEexWk/MUC8twxVB7cg== 0000950134-97-000962.txt : 19970222 0000950134-97-000962.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950134-97-000962 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752294945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49629 FILM NUMBER: 97529944 BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FL CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOGGE JOHN C CENTRAL INDEX KEY: 0001033441 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1603 LBS FREEWAY STREET 2: SUITE 780 CITY: DALLAS STATE: TX ZIP: 75234 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 2: 1603 LBS FREEWAY,SUITE 780 CITY: DALLAS STATE: TX ZIP: 75234 SC 13G 1 SCHEDULE 13G 1 --------------------------------- OMB APPROVAL --------------------------------- OMB NUMBER 3235-0145 EXPIRES: OCTOBER 31, 1997 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE. . . . . 14.90 --------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. __________)* i2 Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 465754 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) ----------------------------- Check the following box if a fee is being paid with this statement [x]. (A fee is not required if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (CONTINUED ON FOLLOWING PAGE(S)) (Page 1 of 5) 2 - ----------------------------- --------------------- CUSIP NO. 465754 10 9 13G Page 2 of 5 - ----------------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JOHN C. HOGGE (SS# ###-##-####) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,330,000 SHARES OF COMMON STOCK, 1,188,000 NUMBER OF WHICH ARE ISSUABLE UPON EXERCISE OF OF STOCK OPTIONS SHARES --------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY REPORTING NOT APPLICABLE PERSON --------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 1,330,000 SHARES OF COMMON STOCK, 1,188,000 OF WHICH ARE ISSUABLE UPON EXERCISE OF STOCK OPTIONS --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER NOT APPLICABLE - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,330,000 SHARES OF COMMON STOCK - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% AS OF DECEMBER 31, 1996 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 3 CUSIP NO. 465754 10 9 13G Page 3 of 5 ITEM 1(a) NAME OF ISSUER: i2 Technologies, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 909 E. Las Colinas Blvd., 16th Floor, Irving, TX 75039 ITEM 2(a) NAME OF PERSON FILING: This statement is filed by John C. Hogge. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 909 E. Las Colinas Blvd., 16th Floor, Irving, TX 75039 ITEM 2(c) CITIZENSHIP: Mr. Hogge is a United States citizen. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: 465754 10 9 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: This statement is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: See Row 9 of cover page. (b) Percent of Class: See Row 11 of cover page. (c) Number of shares as to which such person has: 4 CUSIP NO. 465754 10 9 13G Page 4 of 5 (i) sole power to vote or to direct the vote: See Row 5 of cover page. (ii) shared power to vote or to direct the vote: See Row 6 of cover page. (iii) sole power to dispose or to direct the disposition of: See Row 7 of cover page. (iv) shared power to dispose or to direct the disposition of: See Row 8 of cover page. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. This statement is being filed by Mr. Hogge individually, not as a member of a "group" for purposes of Section 13(d) and 13(g) of the Act and the rules thereunder. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 5 CUSIP NO. 465754 10 9 13G Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 /s/ JOHN C. HOGGE ----------------------------- John C. Hogge -----END PRIVACY-ENHANCED MESSAGE-----